Skip to main content

Compliance Analyst

Fisher Investments Ireland Dublin, Ireland

Overview

The Opportunity:

As a Compliance Analyst, you will help ensure Fisher Investments Ireland and our employees comply with applicable regulations. Reporting to the Head of Compliance, you will be part of a small and extremely collaborative team which prides itself in producing high-quality work.

The Day-to-Day:

  • Help develop the Compliance Framework and Compliance Plan
  • Perform compliance testing according to the compliance and risk frameworks
  • Conduct annual reviews and assist with updates to the firms suite of policies and procedures ensuring adherence to relevant laws and regulations
  • Help with tailoring processes to follow local laws and regulations in the branch jurisdictions in which the firm operations
  • Provide advice to the business on appropriateness and effectiveness of controls in place and the application of regulations and guidance to the business activities of the firm
  • Work with the overall compliance team to help build out the firms risk based compliance monitoring activities
  • Attend and contribute to committee and project meetings
  • Help advise on regulatory implications with new business initiatives, ensuring that relevant compliance considerations and resulting risks, are part of the process
  • Monitor, analyse and interpret regulatory changes which affect the business and help perform gap analysis on those regulations while also ensuring business awareness of requirements
  • Promote a positive compliance culture and awareness through the development and roll out of appropriate and tailored training for staff
  • Stay informed about guidance, consultation papers and thematic reviews from the Central Bank of Ireland and attend industry seminars to keep FII Senior Management appraised of important topics
  • Engage with FII Senior Management to help provide regular compliance updates
  • Assist the Head of Compliance with Quarterly Board reporting and related items which need to be provided to the FII Board of Directors
  • Help to ensure successful outcomes on business and regulatory initiatives / projects which enhance the compliance culture
  • Perform ad-hoc compliance tasks

Your Qualifications:

  • Degree educated
  • LCOI qualification preferable but not essential
  • 1+ years of experience within a regulated firm, having MiFID experience or knowledge desirable but not essential
  • Ability to educate the first line departments on regulatory matters and to handle challenges from individuals in the business
  • Able to work to priority and manage own time
  • Excellent written and oral communication skills
  • Ability to successfully work collaboratively
  • Multilingualism an asset

Why Fisher Investments Ireland:

The global Fisher organisation distinguishes itself by putting clients first, providing unmatched service, and taking a personalised approach to investing. You can feel confident knowing that Fisher Investments and Fisher Investments Ireland align with our clients' priorities by using a simple and transparent fee structure and recognised European custodians.

It's the people that make the Fisher purpose possible, and to help our employees meet their long-term goals, we offer an array of benefits, including:

  • 100% coverage of the supplemental medical and dental premiums for you and your qualified dependents*
  • Our supplemental medical provider, Irish Life Health, covers a range of conditions
  • Dental coverage through DeCare and 100% reimbursement for general and preventative care
  • 28 days annual leave, increasing to 30 after five years of service, with the ability to purchase up to 3 additional days
  • A supplemental retirement pension to employees. 9% company pension contribution with an additional company match up to 5%
  • A collaborative working environment that practises ongoing training, educational support and employee appreciation events
  • Monthly gym subsidy*

We take great pride in our inclusive culture. We value the different perspectives and unique skills you bring to the team – it makes us all better. Success at Fisher Investments is motivated by results, a collaborative mindset and a commitment to accomplishing great things – so if you are ready to do that, we are ready for you! Apply today to be a part of a team environment where you make a difference in the lives of people by bettering the investment universe.

FISHER INVESTMENTS IRELAND IS AN EQUAL OPPORTUNITY EMPLOYER

*Employees responsible for any benefit-in-kind taxes as a result of the premiums/membership costs paid by the Company