Do you have a passion for securities-based compliance? Your experience and passion working within a world of always changing regulations will help provide guidance and direction to the business. You can be a part of Fisher Investments Australia® (FIA), one of the newest groups within our globally diverse and growing privately held investment firm.
As the Compliance Officer for FIA, you will assist our Australia-based entity and employees comply with all applicable rules and regulations. You will help our staff continue to maintain procedures and ensure that their behavior follows our Code of Conduct. Reporting to the Chief Compliance Officer, you will be part of a collaborative Legal and Compliance team, which prides itself in producing high-quality work.
Why Fisher Investments Australia:
At Fisher Investments, we work for a bigger purpose: bettering the investment universe by ALWAYS putting clients' interests first. We provide clients something different through unmatched service, continuous education and unique perspectives on investing.
Today, Fisher Investments manages over $175 billion in client assets, including over $115 billion in assets for nearly 100,000 high-net-worth investors across 14 countries in Europe and North America. We are a privately held firm interested in helping as many clients as we possibly can and building long-term value—not short-term profits.
FISHER INVESTMENTS AUSTRALIA IS AN EQUAL OPPORTUNITY EMPLOYER